Proxima Platform

Wealth Ecosystem

Institutional horsepower. Boutique agility.

A modern wealth platform to rival the best. Excellence in service to surpass them.

Proxima’s modernized, cloud-based wealth ecosystem was built so Advisors can serve every facet of their CLIENTS’ financial lives and deliver a first-class experience. We offer an open architecture of investment and asset management products with end-to-end solutions across both public and private markets. At Proxima, world-class technology, excellence in service, and delivery of a unique CLIENT experience coalesce to form a leading wealth management ecosystem to provide Advisors with everything needed to enable themselves—and most importantly, their CLIENTS—to grow and thrive.

Our goal is to empower Advisors with the resources and sophistication of the largest financial institutions combined with the exceptional service of the best and most agile boutiques.

Our Wealth Ecosystem offers:

Asset Custody

We have partnered with Goldman Sachs, Charles Schwab, and Fidelity to give our Advisors and their CLIENTS direct access to best-in-class resources in asset custody, account opening, trade execution, money movement, and statement generation. Choose one for the simplicity of a single-custody service model, or choose multiple custodians for a uniquely tailored experience based on individual CLIENT needs.

Investment & Asset Management

Our asset management platform is underpinned by two industry-leading applications: Black Diamond (portfolio management & client reporting, trading & rebalancing, data aggregation & accounting) and SMArtX (UMAs, SMAs, managed accounts, model marketplace).

Advisors have access to publicly available securities (stocks, bonds, options, etc.), ETFs, mutual funds, and cash management (CDs, money market funds, etc.); a full suite of professional asset management products including SMAs, UMAs, model portfolios, and direct indexing; individual and business retirement solutions; 529 college savings plan; Health savings accounts (HSAs); and much more.

Financial Planning

Our Advisors have access to the top financial planning solutions in the industry—MoneyGuideeMoney, RightCapital, and Asset-Map—so they are able to provide a comprehensive suite of holistic financial planning services including goal setting, diagnosis of risk tolerance, cash-flow modeling and budgeting, Monte Carlo simulations, tax optimization solutions, retirement income and social security strategies, estate and generational wealth transfer planning—and much more. Intuitive interfaces and interactive planning features enable Advisors to engage CLIENTS in purposeful, forward-looking conversations—whether these discussions take place in-person or via video conferencing. Advisors can deliver personalized and actionable advice so CLIENTS can work towards achieving their goals, fulfilling their aspirations, and living their purpose.

Alternative Investments

Proxima provides access to a wide range of alternative investment solutions including private equity, private credit, hedge funds, real assets, digital assets, and more. These offerings enable CLIENTS to invest in more non-traditional asset classes and pursue longer-term strategies that can diversify risk or enhance returns. iCapital, Proteus, CAIS, and Opto platforms provide our Advisors and their CLIENTS with meaningful breadth and extensive depth of capabilities in alternative investments and private markets.

Banking & Lending

We have a great offering of everyday banking and lending solutions including debit and credit cards, bill pay, check writing, remote check deposit, and money movement. We offer lending products such as non-purpose loans and collateralized credit lines so CLIENTS can fulfill short-, intermediate-, and long-term liquidity needs without disrupting their long-term investment strategies.

Insurance

We have access to a wide range of insurance solutions including life, annuities, disability, and long-term care. These offerings help Advisors align protective strategies with CLIENTS’ financial goals while managing risk, enhancing portfolio resilience, and supporting retirement income needs.

Trust Services

Our trust offerings enable Advisors to deliver tax-efficient, multi-generational wealth transfer strategies. Advisors can retain investment management responsibilities while leveraging professional trustee services—all fully integrated into Proxima’s ecosystem for oversight, reporting, and administration.